10. Big Five—(also known from the abbreviation—OCEAN or CANOE)


In the previous chapter, I wrote about the 16 primary personality factors discovered by Raymond Bernard Cattell. Finding these factors is connected with a fascinating story of human personality research based on language. This story was created by Cattell and his predecessors, who were, among others, researches mentioned in the previous chapter:
— Francis Galton,
— George E. Partridge,
— M. L. Perkins,
— Ludwig Klages,
— Franciszka Baumgarten (or Franziska Baumgarten-Tramer),
— Gordon Allport,
— Henry S. Odbert.

So, getting to determine 16 primary personality factors was a great job that Cattell himself and his predecessors did. The inspiration for the lexical personality research passed from one researcher to another, creating one large work in total. Work that lasted over 60 years.

However, the history of language-based on personality research does not end with Cattell. Cattell inspired the subsequent researches to continue their work on this topic.

The further history is very rich and has been created by many scientists until the present time. Also, now it is still created by many researches. In this chapter, I will show only a small fragment of this story. And this story will only concern the so-called—Big Five. Apart from the Big Five, other personality typologies were created based on lexical studies.


One of the first scientists who made the history of the Big Five was Donald W. Fiske.

My attention to Fiske’s work was drawn by the so-called Rating Scale. He constructed it in 1949.

This Scale includes 22 variables based on Cattell’s work and brief descriptions of these variables.

I presented Cattell’s variables in the previous chapter. These variables form opposing pairs of different terms.

Fiske chose variables with such characteristics that can be relatively easy to observe in own or someone else’s behavior. According to Fiske, it was easier to assess our own personality or others thanks to these easy observable traits.

Fiske conducted a study involving 128 clinical psychology trainees. This study lasts a week. During this time, trainees and psychologists in groups of several people observed and classified each other using the “Rating Scale”.

Personally, I was very interested in this Scale. Particularly interested, I found the definitions of particular terms, from which 22 variables were made. So, I think the “Rating Scale” is worth recalling.


1. Readiness to Cooperate—v—Obstructiveness
Generally tends to say yes when invited to cooperate. Ready to meet people more than halfway. Finds ways of cooperating despite difficulties. Inclined to raise objections to a project. Cynical. “Cannot be done.” Not inclined to join in. Inclined to be “difficult.”
2. Predictable—v—Unpredictable
Consistent in day-to-day attitudes and behavior. Frequent shifts in attitudes and behavior. Shows changing, unpredictable moods and impulses.
3. Assertive —v—Submissive
Tends to dominate or influence his associates, without being invited. Tends to be assertive or boastful. Tends to let people have their own way. Tends to back down in a conflict. Humble, retiring.
4. Depressed—v—Cheerful
Tends to be depressed. Not easily moved to smiles or laughter. Generally bubbling over with good cheer. Optimistic. Enthusiastic. Prone to cheerful, witty remarks.
5. Frivolous—v—Serious
Not inclined to take responsibilities seriously. Thoughtless. Unaware of responsibilities of his age. (Do not confuse with No. 17: Conscientious vs. Not Conscientious) Accepts appropriate responsibilities toward others. Shows seriousness of purpose.
6. Attentive to People—v—Cool, Aloof
Interested in people, their troubles, their personalities. Makes friends with people and remembers their personal interests. Tends to be indifferent to, and to ignore, people.
7. Easily Upset—v—Unshakable Poise
Easily embarrassed or put off balance. Gets confused in emergency. Blushes, shows excitability, becomes incoherent. Momentary “nervousness,” not general emotionality. Self-possessed. Does not lose composure under emotional provocation.
8. Narrow Interests—v—Broad Interests
Uninformed in many areas. Narrow, simple interests. Provincial outlook. Has wide interests. Well-informed on a wide variety of subjects. Shows intellectual curiosity.
9. Suspicious —v—Trustful
Believes rather too quickly that he is being unfairly treated. Imagines on insufficient grounds that people strongly dislike him. Interprets things as having reference to himself when none is intended. Feels persecuted. Accessible. Free from suspicion, but not to the extent of gullibility.
10. Good-natured, Easy-going—v—Self-centered, Selfish
Generous with his property, time, or energy. Gives people “the benefit of the doubt,” when their motives are in question. Gets irritable or resentful if property or other rights are trespassed on. Inclined to be “close” and egotistical.
11. Silent, Introspective—v—Talkative
Says very little; gives the impression of being introspective and occupied with thoughts. Talks a lot, to everybody. Takes the initiative in conversations. When addressed, responds quickly.
12. Cautious —v—Adventurous
Avoids the strange and new. Looks at all aspects of a situation overcautiously. Keeps clear of difficulties. Avoids new things. Does the safe thing. Ready to enter into new experiences and situations. Ready to face emergencies.
13. Socially Poised—v—Clumsy, Awkward in Social Situations
Polite, poised and tactful in social situations. Deals with people gracefully and skillfully. Refined speech, manner, etc. Familiar with good etiquette. Tactless in social situations. Crude in speech and manners. Omits proper formalities. Does not meet people gracefully. Note: applies to relationships with one or more people.
14. Rigid—v—Adaptable
Always does things in one particular way. Life circumscribed by routine. Sticks to his own ideas and does not adapt to ways of doing things different from his own. Does not change and broaden with experiences. Appropriately modifies his behavior to situations. Accepts compromises where needed. Is not upset, surprised, baffled, or irritable if things are different from what he expected.
15. Dependent—v—Self-sufficient
Expects a lot from other people. Seeks constant attention, irrespective of the needs of others. Capable of meeting frustrations and of renunciations without leaning on others.
16. Placid—v—Worrying, Anxious
Calm, peaceful, serene. Worries constantly, sensitive, harried: seems to suffer from anxieties without adequate cause. Slight suppressed agitation much of the time.
17. Conscientious—v—Not Conscientious
Careful about principles of conduct. Motivated by ideals of truthfulness, honesty, unselfishness. Scrupulously upright where personal desires conflict with principle. Not too careful about right and wrong where own wishes are concerned. Not particularly just, honest, or unselfish. Inclined to somewhat shady transactions.
18. Imaginative—v—Unimaginative
Has a rich and vivid imagination. Thinks of unusual angles and aspects of a question. Sensitive to a multitude of emotional and other possibilities not realized by the average person. Lack of imagination. Approaches problems in a literal matter-of-fact fashion. Unresponsive to the subtleties in a situation.
19. Marked Overt Interest in Opposite Sex—v—Slight Overt Interest in Opposite Sex
Dates a good deal and/or talks a lot about opposite sex. Extremely aware of women as women. (Disregard inferred needs or drives.) Talks very little about women. Does not use opportunities for contacts with women.
20. Frank., Expressive—v—Secretive, Reserved
Comes out readily with his real feelings on various questions. Expresses his feelings, sad or gay, easily and constantly. Keeps his thoughts and feelings to himself.
21. Dependent Minded—v—Independent Minded
Intellectually dependent on others. Generally accepts the opinion of the group or of authority without much thought. Unsure of own opinion. Thinks things out for himself and adopts a clear and definite independent position. Examines every question persistently and individualistically. Makes up his own mind about it.
22. Limited Overt Emotional Expression—v—Marked Overt Emotional Expression
Is apathetic and sluggish. Shows hyperkinetic, agitated behavioral responses; is overly excitable and overdemonstrative.
Source:
Fiske, Donald W.
Consistency of the factorial structures of personality ratings from different sources.
Pages 330-332
The Journal of Abnormal and Social Psychology, Vol 44(3), Jul, 1949. pp. 329-344.
Publisher: US : American Psychological Association

Finally, Fiske, based on his studies, research, and analysis, identified five primary factors, which are:

  • Confident self-expression
  • Emotional control
  • Conformity
  • Social adaptability
  • Inquiring intellect

In the case of Cattell’s typology, which I described in the previous chapter, we have 16 personality factors. Fiske, therefore, reduced the number of factors, considering that these primary factors are only 5.

Later, in 1961, this number was confirmed in Ernest C. Tupes' and Raymond E. Christal's research. They conducted 8 personality studies among officers and students of the Air Force Officer Candidate School (OCS) in the USA. They wrote about the purpose of their research as follows:


The present study was designed to help clarify the personality trait-rating domain. The goal was to isolate meaningful and relatively independent trait-rating factors which are universal enough to appear in a variety of samples, and which are not unduly sensitive to the rating conditions or situations.
Source:
Ernest C. Tupes and Raymond E. Christal (1961).
‘Recurrent personality factors based on trait ratings’, page 227
ASD Technical Report, USAF, Lackland Air Force Base, TX.

Tupes and Christal finally identified 5 primary personality factors as well. According to them, these primary factors appeared in each of the eight studies they conducted.

“Tupes and Christal stated that there are “five relatively strong and recurrent factors and nothing more of any consequence” (1961, p. 14).

They described these factors as follows:


Factor 1: Surgency.

Factor I appears to be that labeled by Cattell (1947, 1948) and French (1953) as Surgency and by many other investigators as Extroversion. It is best defined by the traits Talkativeness, Frankness, Adventurousness, Assertiveness, Sociability, Energetic, Composed, Interest in Opposite Sex, and Cheerfulness. It appears to be a true bipolar factor with negative loading (.3 or greater) obtained for the traits of Emotional Maturity, Mildness, Kindliness, Conventionality, and Calmness.


Factor II: Agreeableness.

This factor corresponds quite closely to that called Agreeableness by French (1953). It, too, is a bipolar factor, defined on the positive end by the variables Good-Natured, Not Jealous, Emotionally Mature, Mildness, Cooperativeness, Trustfulness, Adaptability, Kindliness, Attentiveness to People, and Self-Sufficiency (as opposed to Attention-Getting). Traits loaded negatively on Factor II include Assertiveness and to a lesser extent Talkativeness and Orderliness.


Factor III: Dependability.

The primary definers of this factor are Orderliness, Responsibility, Conscientiousness, Perseverance, and Conventionality, with several other variables (Cooperativeness, Mildness, and Emotional Stability) having positive loadings above .3. Practically all definers of Factor I are loaded negatively on this factor, as are Adaptability and Imaginative. The factor in many respects is like that labeled by French (1953) as Dependability or by Fiske (1949) as Conformity. It appears to be quite similar to the old “w” or Will factor found by Webb (1915).


Factor IV: Emotional Stability.

The inverse of this factor seems to be that listed by French (1953) as Emotionality. It is loaded highest by Not Neurotic, Placid, Poised, Not Hypochondriacal, Calm, Emotionally Stable, and Self-Sufficient (as opposed to Dependent). Secondary definers of the factor are Lack of Jealousy, Emotional Maturity, Cooperativeness, Trustfulness, Adaptability, Responsibility, Perseverance, and Independent-Mindedness. Kindliness has a significant negative loading on this factor.


Factor V: Culture.

Factor V is the least clear of the five factors identified by the eight analyses. It appears to be similar to the factor labeled by French (1953) as Culture and by Fiske (1949) as the Inquiring Intellect. It is defined by the variables Cultured, Esthetically Fastidious, Imaginative, Socially Polished, and Independent-Minded, with secondary loadings by Energetic, Poise, Emotional Stability, and all the variables in Factor III.

Source:
Ernest C. Tupes and Raymond E. Christal (1961).
‘Recurrent personality factors based on trait ratings’, pages 233, 244
ASD Technical Report, USAF, Lackland Air Force Base, TX.

Tupes’s and Christal’s work was funded by the US Government. Determining the primary personality factors, among other things, was to be used in the study of the pilots’ personalities for specific tasks or recruitment. Admittedly, their work was not used to study pilots’ personalities. However, their work was a great inspiration to other personality researches.

One of them was Warren T. Norman, who, in my opinion, summed up the effect of Tupes’s and Christal’s work in an interesting way. It means he presented the outcome of their work as a table, which I recall below.


Table 1
Abbreviated Descriptions of the Peer Nomination Criterion Rating Scales and Their Factor Designations

Note.—Based on original findings by Tupes and Christal (1958).
a Pole A.
b For the actual scale labels employed in data collection, see Cattell (1947).
Factor namea Abbreviated scale labelsb
Number Pole A Pole B
I. Extroversion or Surgency 1 Talkative —Silent
2 Frank, Open —Secretive
3 Adventurous —Cautious
4 Sociable —Reclusive
II. Agreeableness 5 Goodnatured —Irritable
6 Not Jealous —Jealous
7 Mild, Gentle —Headstrong
8 Cooperative —Negativistic
III. Conscientiousness 9 Fussy, Tidy —Careless
10 Responsible —Undependable
11 Scrupulous —Unscrupulous
12 Persevering —Quitting, Fickle
IV. Emotional Stability 13 Poised —Nervous, Tense
14 Calm —Anxious
15 Composed —Excitable
16 Not Hypochondriacal —Hypochondriacal
V. Culture 17 Artistically Sensitive —Artistically Insensitive
18 Intellectual —Unreflective, Narrow
19 Polished, Refined —Crude, Boorish
20 Imaginative —Simple, Direct
Source:
  • Warren T. Norman
    Personality Measurement, Faking, and Detection: An Assessment Method for Use in Personal Selection
    Page 227
    Journal of Applied Psychology, Vol. 47, No. 4, August 1963
  • Warren T. Norman
    Towards an Adequate Taxonomy of Personality Attributes: Replicated Factor Structure in Peer Nomination Personality Ratings
    Page 557
    Journal of Abnormal and Social Psychology, 1963, Vol. 66, No. 6, 574-583

Warren T. Norman has proven to be an extremely diligent researcher. He undertook to verify the lexical research that had been carried out earlier.

According to him, the taxonomy of personality traits should be adequately comprehensive, precise, and well-constructed. This is a necessary condition for the personality trait taxonomy to be used in scientific communication, estimation, and personality theory construction.

Therefore, Norman decided to correct what in the works of his predecessors was done not very precisely and was difficult to replicate. All in all, he conducted the lexical research from scratch. And he did it in a precise and transparent way, that is, in the way, which could be verified and replicated.

Like the precursors of lexical research, Norman uses a dictionary. It was Webster’s Third New International Dictionary from 1961. Norman chose terms relating to personality and behavioral traits. As a result of his selection, Norman chose 18,125 terms. In total, it turned out that these terms were only 171 more than on the Allport and Odbert list, which I mentioned in the previous chapter.

I found an interesting summary of Norman’s selection of terms in an article written by Oliver P. John, Alois Angleitner, Fritz Ostendorf. In this article, we can find the following table:


Table 1. Norman’s (1967) domains of personality description and his four exclusion categories

Category number and label Number of terms in category Examples
Stable ‘Biophysical’ Traits
Cat. 1: Prime trait terms 608 (3%) calm, helpful
Cat. 2: Difficult trait terms 544 (3%) abtuse, pedantic
Cat. 3: Slangy or quaint trait terms 1645 (9%) chirpy, icy
Subtotal: 2797 (15%)
Temporary States and Activities
Cat. 4: Prime terms: States 384 (2%) hesitant, sad
Cat. 5: Prime terms: Activities 583 (3%) bickering, quitting
Cat. 6: Difficult terms 399 (2%) euphoric, livid
Cat. 7: Slangy or quaint terms 1655 (9%) bawling, smitten
Subtotal: 3021 (17%)
Social Roles, Relationships, and Effects
Cat. 8: Prime terms: Roles 242 (1%) leader, subservient
Cat. 9: Prime terms: Effects 163 (1%) attractive, humorous
Cat. 10: Difficult terms 163 (1%) droll, enigmatic
Cat. 11: Slangy or quaint terms 908 (5%) appetizing, repellent
Subtotal: 1476 (8%)
Included Categories Subtotal: 7294 (40%)
Excluded Categories
Cat. 12: Evaluative terms 760 (4%) capable, nice
Cat. 13: Anatomical, physical terms 882 (5%) good-looking, healthy
Cat. 14: Ambiguous and vague terms 4796 (27%) aesthetic, mannered
Cat. 15: Obscure terms 3606 (20%) eldritch, scant
Excluded trait terms (too difficult) 787 (4%) Rattle-brained
Subtotal: 10,831 (60%)
TOTAL: 18,125 (100%)
Source:
The lexical approach to personality: a historical review of trait taxonomic research.
Oliver P. John—University of California at Berkeley, U.S.A.
Alois Angleitner and Fritz Ostendorf—Universitat Bielefeld, Federal Republic of Germany
Page 185
European Journal of Personality, Vol. 2, 171-203 (1988)

After selecting the terms above, Norman began an impressive and precise well-documented work to reduce the above list of 18,125 terms.

Finally, Norman, strictly keeping the best scientific standards, distinguished the following five primary personality factors.

  • Extraversion
  • Emotional stability
  • Conscientiousness
  • Agreeableness
  • Culture.

One of the famous researches associated with the Big Five worked with Norman. He is also the author of the name “Big Five”. This researcher is—Lewis R. Goldberg.

We owe to Goldberg, among other things, the continuation of Norman’s work. Overall, Goldberg’s scientific career is very rich, and he has published many scientific publications.

Apart from his scientific achievements, Goldberg is also unique in his approach to the knowledge about personalities. He believes that it should be easily accessible.

The confirmation of this open Goldberg’s approach to knowledge about personalities is, for example, the open domain—International Personality Item Pool. We can find it at this web address:
https://ipip.ori.org

This domain is open to anyone and can be freely used for research, private, and business purposes.

Unfortunately, a relatively small number of scientists or knowledge promoters believe that knowledge should be readily available. That is why I really like Goldberg’s approach to life. I think he deserves great admiration, recognition, and support for this attitude. May there be more and more people associated with science who have the knowledge about the availability of knowledge that Goldberg has.

For those who would like to see and listen to Lewis R. Goldberg, I recommend an interview that is on the YouTube channel:
#62 Lewis Goldberg: The Development and Scientific Relevance of the BIG FIVE
https://www.youtube.com/watch?v=TNVpiFbAk-A


Unfortunately, this is the only interview with Goldberg I have found on the internet. So, it is all the more valuable.


Coming back to the Big Five, many articles and books have been written about it so far. Then, I will no longer refer to other researches who worked or work on the Bit Five.

As a summary, I will use the table, which can summarize research on the Big Five. I found it in the book “Personality Traits” by Gerald Matthews, Ian I. Deary, and Martha C. Whiteman.


Table 1.8 Studies of rating data demonstrating the Big Five

Study Data Big Five dimension
E N C A O
Fiske (1949) Self-, observer and peer ratings Confident self-expression Emotional control Conformity Social adaptability Inquiring intellect
Borgatta (1964) Self- and peer ratings (two samples) Assertiveness Emotionality Responsibility Likeability Intelligence
Norman (1963) Self- and peer ratings Extraversion Emotional stability Conscien-
tiousness
Agreeableness Culture
Smith (1967) Peer ratings Extraversion Emotionality Strength of character Agreeableness Refinement
Digman and Takemoto-Chock (1981) Re-analysis of data obtained by Cattell, Tupes and Christal and others Extraversion vs introversion Ego strength vs emotional disorganisation Will to achieve Friendly compliance vs hostile non-compliance Intellect
Goldberg (1990) Self-ratings Surgency Emotional stability Conscien-
tiousness
Agreeableness Intellect
Source:
Personality Traits
Gerald Matthews, University of Cincinnati
Ian I. Deary, University of Edinburgh
Martha C. Whiteman, University of Edinburgh
Page 27
Second Edition. First published in print format 2003
Publisher: Cambridge University Press

In the table above, the letters E, N, C, A, O indicate the Big Five factors. Initially, Roman numbers (I, II, III, IV, and V) were used to mark individual factors. However, letter markings, which are more intuitive to use, are becoming increasingly popular. The above letter therefore means:

  • E—Extraversion
  • N—Neuroticism (equivalent of Emotional Stability)
  • C—Conscientiousness
  • A—Agreeableness
  • O—Openness (equivalent of Intellect or Culture).

The above letter marking can often be found in the abbreviation OCEAN OR CANOE. This makes it easier to remember the factors that make up the Big Five.


I will use one more quote to summarize this chapter.


At the broadest level of abstraction, this domain is often represented by five dimensions related to:

  • Power (or Surgency),
  • Love (Agreeableness),
  • Work (Conscientiousness),
  • Affect (Emotional Stability),
  • and Intellect (Culture).

However, given that their number and interpretation are still debated, these dimensions should not be considered final but as a heuristically useful framework.

Source:
The lexical approach to personality: a historical review of trait taxonomic research.
Oliver P. John—University of California at Berkeley, U.S.A.
Alois Angleitner and Fritz Ostendorf—Universitat Bielefeld, Federal Republic of Germany
Page 171
European Journal of Personality, Vol. 2, 171-203 (1988)

I think that now, when I had very briefly and selectively presented the history of the Big Five, I will move on to arranging the primary 5 factors on Mandala of Characters.

From the names mentioned above of individual factors, I decided to choose the following names:

  • Surgency or Extraversion
  • Agreeableness
  • Conscientiousness
  • Emotional Stability or Neuroticism
  • Intellect or Culture, or Openness to experience.


When I was arranging the Big Five personality factors on Mandala of Characters, I decided to place them where, I think, they fit best. I analyzed the personality traits with which these factors are described, and I just tried to find some “essence” or “general outline” of the individual factors.

I am aware that such an interpretation of these factors may be debatable. At this point, however, it seems to me that this approach to the Big Five’s factors makes sense. Among other things, because—as we can see in the diagram above—these factors additionally describe the places on Mandala in which they are located.




Jacek BŁACH


References:


Agreeableness
Wikipedia
https://en.wikipedia.org/wiki/Agreeableness

Allport, Gordon
Wikipedia
https://en.wikipedia.org/wiki/Gordon_Allport

Big Five personality traits
Wikipedia
https://en.wikipedia.org/wiki/Big_Five_personality_traits
https://pl.wikipedia.org/wiki/Wielka_piątka

Cattell, Raymond B.
Wikipedia
https://en.wikipedia.org/wiki/Raymond_Cattell
https://pl.wikipedia.org/wiki/Raymond_Cattell

Conscientiousness
Wikipedia
https://en.wikipedia.org/wiki/Conscientiousness

Fiske, Donald W.
Wikipedia
https://en.wikipedia.org/wiki/Donald_W._Fiske

Fiske, Donald W.
Consistency of the factorial structures of personality ratings from different sources.
The Journal of Abnormal and Social Psychology, Vol 44(3), Jul, 1949. pp. 329-344.
Publisher: US : American Psychological Association

French, John W.
The Description of Personality Measurements in Terms of Rotated Factors.
Educational Testing Service, Princeton, N.J. PUB DATE Mar 53

Goldberg,Lewis R.
Wikipedia
https://en.wikipedia.org/wiki/Lewis_Goldberg

Extraversion and introversion
Wikipedia
https://en.wikipedia.org/wiki/Extraversion_and_introversion

International Personality Item Pool
https://ipip.ori.org

Neuroticism
Wikipedia
https://en.wikipedia.org/wiki/Neuroticism

Openness to experience
Wikipedia
https://en.wikipedia.org/wiki/Openness_to_experience

Personality Traits
Gerald Matthews, University of Cincinnati
Ian I. Deary, University of Edinburgh
Martha C. Whiteman, University of Edinburgh
Second Edition. First published in print format 2003
Publisher: Cambridge University Press

Surgencja
Wikipedia
https://pl.wikipedia.org/wiki/Surgencja

Surgency
Wikipedia
https://en.wikipedia.org/wiki/Surgency

The lexical approach to personality: a historical review of trait taxonomic research.
Oliver P. John—University of California at Berkeley, U.S.A.
Alois Angleitner and Fritz Ostendorf—Universitat Bielefeld, Federal Republic of Germany
European Journal of Personality, Vol. 2, 171-203 (1988)
Tupes, Ernest C.
Christal, Raymond E.
‘Recurrent personality factors based on trait ratings’, pages 233, 244
ASD Technical Report, USAF, Lackland Air Force Base, TX. (1961).

Warren T. Norman
Personality Measurement, Faking, and Detection: An Assessment Method for Use in Personal Selection
Journal of Applied Psychology, Vol. 47, No. 4, August 1963

Warren T. Norman
Towards an Adequate Taxonomy of Personality Attributes: Replicated Factor Structure in Peer Nomination Personality Ratings
Journal of Abnormal and Social Psychology, 1963, Vol. 66, No. 6, 574-583

Webb, E. (1915). Character and intelligence. British Journal of Psychology. Monograph
Supplement. l(Whole No. 3).

#62 Lewis Goldberg: The Development and Scientific Relevance of the BIG FIVE
https://www.youtube.com/watch?v=TNVpiFbAk-A


Please note that texts and images created by me (that is Jacek Błach) in the chapters describing the theory of Mandala of Characters (The Mandala of Characters — Theory) are marked with:
CC0 1.0 Universal
To other texts and images that I used as quotes, additional terms may apply.